Quality Assurance Review Program

This training program is designed to qualify Audit Directors and Senior Internal Auditors to conduct state agency internal audit department quality assurance reviews. Lesson content includes review of the Fiscal Control and Internal Auditing Act, The Institute of Internal Auditors' Statements on Internal Auditing Standards, and the methodology with which to conduct a quality assurance review. The course is designed so that the time to complete the lessons should not exceed 4 hours.

• Quality Assurance Review Process (presented 12/3/04)

• Performance Committee
  • For information on external assessment/self-assessment with independent external validation
  • Team member information
  • Performance Committee's Quality Assurance Review Procedures

• Request to SIAAB for Quality Assurance Review Team Approval
  • Quality Assurance Review Confidentiality Policy/Commitment
  • Quality Assurance Review Statement of Independence

• On-line Quality Assurance Review Training Program
  • Registration Form
  • Course Outline
  • Accessing On-line Course
  • Course Evaluation

• Internal Audit Quality Assurance Review Program and Audit Requirements Matrix
  • Review Program Instructions, Questionnaires, Sample Letters, etc.
  • Review Program Matrix (revised 9/9/09)
  • Quality Assurance Reviews FAQ
  • External Quality Assurance Report Template
     
• External Assessment and Independent Validator Subsequent Review Process
  • Summary of External Assessment and Independent Validation Subsequent Review Template
  • Summary of External Assessment and Independent Validation Subsequent Review Example